Calculus on MDPs: Potential Shaping as a Gradient


In reinforcement learning, different reward functions can be equivalent in terms of the optimal policies they induce. A particularly well-known and important example is potential shaping, a class of functions that can be added to any reward function without changing the optimal policy set under arbitrary transition dynamics. Potential shaping is conceptually similar to potentials, conservative vector fields and gauge transformations in math and physics, but this connection has not previously been formally explored. We develop a formalism for discrete calculus on graphs that abstract a Markov Decision Process, and show how potential shaping can be formally interpreted as a gradient within this framework. This allows us to strengthen results from Ng et al. (1999) describing conditions under which potential shaping is the only additive reward transformation to always preserve optimal policies. As an additional application of our formalism, we define a rule for picking a single unique reward function from each potential shaping equivalence class.

Adam Gleave
Adam Gleave
Founder & CEO at FAR AI

Founder of FAR AI, an alignment research non-profit working to incubate and accelerate new alignment research agendas. Previously: PhD @ UC Berkeley; Google DeepMind. Research interests include adversarial robustness and interpretability.